Donors can instruct their financial institution to transfer securities electronically via "DTC" to the USAFA Endowment, Inc. DWAC Transfer / DWAC FAST. What Is a DTC Number? The DTC number is a number that is issued in connection with Depository Trust Company transactions. twinpineautogroupreviews. Your Zip Code. Capital Markets Trading, products, and services with a commitment to execution excellence. In addition to being full clearing members of the DTC and NSCC in the United States, the firm also clears in more than 60 countries. That includes technology that keeps you connected and helps you run your business smarter, marketing tools for getting your message out, and access to networking events that keep you up to date on new trends. Young Harris College and Morgan Stanley will need to be advised, in advance, that a transfer is. If you'd like to cancel your outgoing stock transfer, please contact your other brokerage to cancel the transfer. A leading independent broker/dealer, SA Stone Wealth Management Inc. broker providing both the account name and number and the DTC number. Broker Dealer customers use this web-based tool for new client solicitations as well as to serve existing clients with timely market color. In the last few years brokered CD rates couldn't compete with CD rates you could get by going directly to a bank. Founded in 1984, Cetera Investment Services LLC is a self-clearing broker-dealer and insurance agency serving the clients of more than 400 financial institutions with assets ranging from $15 million to $13 billion nationwide. is a nationally recognized Broker/Dealer and a member firm of FINRA that trains, supervises and supports Independent Professional Financial Advisors. List the name(s) of the Fidelity mutual funds into which the transfer proceeds are to be deposited. A brokerage account with PNC Investments allows you to purchase investment products such as mutual funds, exchange-traded funds, stocks and bonds. At Geneos we are re-defining what a true independent Broker-Dealer should be and more importantly, not be. Please ask your broker to transfer DTC-eligible shares to the following account:. The account number to reference for transfer is the M organ Stanley brokerage account number from the front of the form listed under section B. contact your broker and then include in the donor letter the name of donor brokerage and Hopelink’s broker’s name (Mike Bell, Jr. Prices are delayed 20 minutes. The Transaction Reference Number of such instructions will always correspond to DTCnnnn (where 'DTC' is a fixed value and 'nnnn' a number allocated by CBL). This helps ensure that liquidations proceed efficiently, because many brokerage or trust companies will not accept instructions from Schwab to liquidate assets. Reissue (if possible) certificates in Hopelink’s legal name with the agency’s tax I. The HD Vest affiliated companies exclusively provide financial products and services, and do not provide or supervise tax or accounting services. MetLife - Retail Producer Portal. Please keep in mind that rolling over QRP assets to an IRA is just one of multiple options for your retirement plan. Broker Dealer customers use this web-based tool for new client solicitations as well as to serve existing clients with timely market color. We also offer regulatory assistance to issuers and shareholders. Name of broker; Broker DTC # Computershare account number; Name on Computershare account; Number of shares being transferred; CME Group Shareholder Relations authorizes Computershare to process the request. grantmaking organization that fulfills its mission to increase charitable giving by sponsoring donor-advised funds--a tax-effective way to consolidate, accrue, and grant assets to charity. Many of the marketing tools common throughout the nation are utilized to insure maximum marketing exposure. DTC (Depository Trust Company) Electronic Delivery. The donor's broker also needs Morgan Stanley's DTC number 0015, and the contact information for Mary Smith. com http://www. are members of the Questrade Group of Companies. Once signed in, you may be directed to websites of third parties which may not be under the control of your broker-dealer. Wealth can sometimes be accompanied by complexity. Or perhaps you already have a career but think it’s time for a change. If you know your unit number please include it; if not, the Donations-in-Kind office can look it up. The number, known as an International Securities Identification Number, or ISIN, is required for companies that want to become listed with the DTC. You will need Drury’s account number to give to your broker and the DTC number (if the receiving firm uses one). A direct transfer of stock can go from your account at your stock broker’s firm directly into Drury’s account number at one of the brokerage firms listed above. • Account Number – This is the 9-digit number that is specifically assigned to your account. DTC Number: 8862 Reference: Donor Name (Including your name will ensure the gift is properly acknowledged. DTC Number: 902 Credit Account Number: P72500. They will need the following information: DTC Eligible Securities Deliver to DTC Participant #5409. Account Type/Registration Schwab Accou nt Number Social Secur ity/Tax ID Number. Many people who have a relationship with a brokerage firm have a traditional, commission-based brokerage account. Rowe Price Brokerage Account Number Phone Owner Name (as it appears on statement) Social Security Number (SSN) Joint Owner Name (if applicable) SSN Trust, Estate, Corporation, or Other Entity Name (if applicable)Tax ID Number. , including IRAs, 529 plans, life insurance, brokerage services, annuities and more. Trade netting means matching up all of each individual brokerage's buy and sell transactions in all securities to come up with a "net" number. I think I’m missing a Stock-Back™ reward. All DTC-Eligible Securities Deliver to DTC Clearing 0164, Code 40. McBee Ave. The Company provides securities brokerage, investment banking, trading, investment advisory, and related financial services to individual investors, professional money managers, businesses, and municipalities. DTC sends the confirmation with the control number back to the qualified ETC vendor, and the qualified ETC vendor provides the control number to the broker-dealer and the institution. twinpineautogroupreviews. (CIA), a licensed insurance agency, doing business as Chase Insurance Agency Services, Inc. If you hold shares in a brokerage account, you may request that your broker transfer shares electronically via the Depository Trust Company (DTC). While the original agreement was announced in February 2016, the firm’s actual move to the First Clearing platform was successfully completed on Feb. (Be sure to include your 10-digit policy number on all correspondence): U. A company, owned by its participating brokerage firms, for the purpose of depositing paper shares of stock from shareholders' brokerage accounts, facilitating the fast and easy electronic transfer of those shares. I think I’m missing a Stock-Back™ reward. Investing with Citi. To learn more, visit our Privacy Policy. Trade Free. Transfer Instructions for Gifted Securities DTC Eligible Stock Transfers: Firm: Robert W. Wells Fargo Bank. Make sure your form has all of the required signatures. They can even share a wish list of favorite stocks with family and friends. MEMBERS Insurance & Investments and MEMBERS are marketing names for the products, services and programs offered by CMFG Life Insurance Company (CMFG Life), MEMBERS Life Insurance Company (MEMBERS Life. If you are filling out forms on your own please note that Stockpile's DTC number is 0158. (“SA Stone”), member FINRA/SIPC, together with its affiliated SEC-registered investment advisor, SA Stone Investment Advisors Inc. The people at Summit make the difference. Return to top. 95 for stock trades with discounts for active traders. Established in 2012 by Yan Kaminsky, the company is known as an innovator in the industry. ) Securities Movement Request is to journal assets between accounts, DTC securities to another firm or transfer and ship. to see a tax professional; and no broker or other employee is authorized to give such advice. The Company provides securities brokerage, investment banking, trading, investment advisory, and related financial services to individual investors, professional money managers, businesses, and municipalities. Gifts of securities such as stocks, bonds and mutual funds may be made electronically by completing a Securities Transfer Form, or by instructing your broker to send the securities via Depository Trust Company (DTC) to:. Baird is an employee-owned wealth management, capital markets, asset management and private equity firm. Liquidation should apply to Non-ACAT transfers only. In the last few months since the rise of Treasury yields, we have seen much higher rates on long-term brokered CDs. Traditional Brokerage. We’ll discuss your financial goals, educate you about your trust options, and recommend attorneys who can help you craft a tailored estate plan. MML Investors Services is a broker dealer* and registered investment adviser subsidiary of Massachusetts Mutual Life Insurance Company (MassMutual). Provide all information, including the number of shares you want to transfer or liquidate. We offer pretty much everything the big banks do, but with us, you get a true personal relationship with bankers who know you. Dear [Broker Name]: Following up on our telephone conversation, I authorize you to transfer [Number of shares to be donated] shares of [company name] common stock from my account to The Spartanburg County Foundation, 424 East Kennedy Street, Spartanburg, SC, 29302, through its account with Raymond James [DTC number]. Securities are offered through Northwestern Mutual Investment Services, LLC, (NMIS) a subsidiary of NM, broker-dealer, registered investment adviser, member FINRA and SIPC. IN-KIND INVESTMENT OR EXCHANGE REQUEST. The corresponding Taxpayer Identification Number (TIN) associated with the account. SIPC protects securities customers of its members up to $500,000 (including $250,000 for claims for cash). is a nationally recognized Broker/Dealer and a member firm of FINRA that trains, supervises and supports Independent Professional Financial Advisors. Sign the form and send to us by fax or mail. Products offered by Stash Investments LLC and Stash Capital LLC are Not FDIC Insured, Not Bank Guaranteed, and May Lose Value. LOUIS--(BUSINESS WIRE)--First Clearing announced today that it has welcomed Hilliard Lyons, one of the nation’s leading wealth advisory firms, to its portfolio of client firms. Pershing Clearing Services Pershing and its affiliates provide global financial business solutions. Technology. Each snapshot has a data identifier associated with it. By the same token, new Merrill brokers can put in ACATS requests but may have to warn clients that it will take longer for accounts to move. The people at Summit make the difference. Stocks held at a brokerage account can be delivered electronically through the Depository Trust Company (DTC) program. Dear [Broker Name]: Following up on our telephone conversation, I authorize you to transfer [Number of shares to be donated] shares of [company name] common stock from my account to The Spartanburg County Foundation, 424 East Kennedy Street, Spartanburg, SC, 29302, through its account with Raymond James [DTC number]. Wells Fargo Bank. Broker 0015. Our brokerage account is through Wells Fargo Advisors, under Days for Girls International. • Donor Name • Transfer Date • CUSIP • Number of shares • DTC # of delivering broker If the transfer involves a mutual fund, please alert the JP Morgan service team as the transaction requires additional information to setup and complete. It's what drives our constant effort to deliver the latest innovations in financial services. From the beginning, the firm has been committed to educating the public about investing opportunities available to them. 73-0758119. Phillips Investments Inc. We request that stocks be gifted via DTC transfer (electronic transfer from your brokerage to our brokerage) to minimize paper transactions and processing delays. Liquidation should apply to Non-ACAT transfers only. Participant #443 Government / GNMA / Zero Coupon. Gifts of securities such as stocks, bonds and mutual funds may be made electronically by completing a Securities Transfer Form, or by instructing your broker to send the securities via Depository Trust Company (DTC) to:. Brokerage services provided exclusively by TD Ameritrade, Inc. What Is a DTC Number? The DTC number is a number that is issued in connection with Depository Trust Company transactions. UMB Bank provides a comprehensive suite of banking products and services to businesses and individuals, including loans, mortgages, credit cards, financial planning and treasury management solutions. Dec 20, 2009 @ 12:01 am. Transferring stock and cash from Stockpile to another brokerage - ACAT. Copies of this document may be obtained from your broker, from any exchange on which options are traded or by contacting The Options Clearing Corporation, 125 S. RBC Correspondent Services Headquarters. This section provides the brokerage firm's full legal name, "Doing Business As" name, business and mailing addresses, telephone number, and any alternate name by which the firm conducts business and where such name is used. Account Information Name of Stock CUSIP (9 digits) Symbol Account Number with Agent (Include all dashes or spaces) Number of Whole Shares to be Transferred Tax IDs on File with Agent - (Please confirm the number with the Agent. Requests for ACATs are made through Account Management. Or perhaps you already have a career but think it’s time for a change. Brokerage Account Number: Please leave the account number blank if this is accompanying a new account application. Click column headers to sort fields. The Financial Services Firm of Tax Professionals. You don't need an account to give a gift. by WiseBanyan Securities LLC, a member of FINRA/SIPC. Fill in the LPL account number (only one per form), the social security/tax ID number as registered at LPL (if delivering firm social security number is incorrect, it must be corrected at delivering firm prior to submittal), and the LPL account registration. In reply to Jen, Los Angeles, California. FOR 24-HOUR AUTOMATED ASSISTANCE (JANUS HENDERSON XPRESSLINE™) Access your account balances, daily prices, transactions, performance information and much more. Stocks held at a brokerage account can be delivered electronically through the Depository Trust Company (DTC) program. IBDs posted a compound annual growth rate in assets of 11%, nearly. Broker: Wells Fargo Advisors DTC Number: 0141 Account Name: Eagle Brook Church of White Bear Lake Account Number: 4606-1242 *If a broker is facilitating an electronic stock transfer please email or call the Finance department at 651. Postal Code For all account(s): I/We authorize the transfer of my/our account and its investments as indicated above. Provides securities movements for NSCC's net settlements, and settlement for institutional trades (which typically involve money and securities transfers between custodian banks and broker/dealers), as well as money market instruments. NOTE: Do not use this form to request a “transfer in kind” (moving shares of a BlackRock fund to another company, but remaining in the same BlackRock fund). A financial services market leader located in 23 offices worldwide, we are uniquely positioned to provide advisors and firms global insights into industry trends, regulatory changes and best practices, as well as shifts in investor sentiment and. Fifth Third Securities is the trade name used by Fifth Third Securities, Inc. DTC is part of the Federal Reserve system. Please provide the following information to your broker: Account Name: Moses H. One of the convenient electronic services we offer is Electronic Funds Transfer (ACH on Demand*). When you link to any of these websites provided here, you are leaving this site. If you are filling out forms on your own please note that Stockpile's DTC number is 0158. TD Ameritrade restricts its IPO offerings to large accounts, whereas E*Trade does not. 9227 to authorize the transfer. Depository Trust Company See also DTC. When reporting information on your tax return (such as on Schedule B of Form 1040), be sure to use the BB&T Securities name and Employer Identification Number instead of the name of your brokerage firm. Financial Statements. DTC Transfer Out Form Equities, equities options, and commodity futures products and services are offered by TradeStation Securities, Inc. Gifts of securities such as stocks, bonds and mutual funds may be made electronically by completing a Securities Transfer Form, or by instructing your broker to send the securities via Depository Trust Company (DTC) to:. The broker or firm may require a Medallion signature guarantee. Account Number: BL 40134 67 Address: 17 W. Account No. DTC # 0226 If your broker is Fidelity Investments, use their One Time Letter of Instruction. These transfers typically take 3-5 business days and cannot be used if you are closing your other account. Insurance products are issued by Foresters Life Insurance and Annuity Company, New York, or The Independent Order of Foresters. BMO InvestorLine's Mobile Investing app allows you to stay on top of the markets, track major indices in real-time and trade on your mobile device - all while on the go. Apogee Financial Partners, and all other entities and individuals referenced are independent of Equity Services, Inc. Transfers to a brokerage account are made electronically through the Depository Trust Company (DTC), a central securities repository for the brokerage industry. You may need to reference a DTC number for your transfer. Technology. Originally started in 1976, David Lerner Associates is a privately-held securities broker/dealer. n Provide the original account number of the account you are delivering to Pershing. Our brokerage account is through Wells Fargo Advisors, under Days for Girls International. Since 1908, the New England Financial Group has established and upheld a tradition of excellence with integrity. TRADE COMMUNICATION DEADLINES & INFORMATION FOR NORTH AMERICAN INVESTMENT MANAGERS (effective November 11)MAILING ADDRESS The Northern Trust Company. Kids and teens. All deliveries MUST include client name and Schwab account number. 0443 4MV-Receiving Firm Clearing Number Brokerage account number (leave blank for new account) Primary account holder's SSN/EIN Primary account holder's name Telephone number (daytime). This section provides the brokerage firm's full legal name, "Doing Business As" name, business and mailing addresses, telephone number, and any alternate name by which the firm conducts business and where such name is used. We are a high quality brokerage firm providing a wide range of investment and insurance solutions for middle and upper income individuals and small companies. How Do You Find a Bank DTC Number? To find a particular bank's Depository Trust Company number, access the DTC member directory on the DTCC website. Clearing firms used by the top independent broker-dealers. Key Investment Services ® (KIS) works with you to create a comprehensive plan tailored to your needs and interests, and we’ll use it to track your progress and adjust your strategies to help you reach your goals. Clearing firms used by the top independent broker-dealers. Access the numbers at no charge, filtering the results alphabetically or numerically. (CIA), a licensed insurance agency, doing business as Chase Insurance Agency Services, Inc. Our correspondents include online and active-trader broker dealers and RIAs, including broker dealers that serve both domestic and foreign customer accounts and transact in foreign securities. Gifts sent to an outside brokerage account: Letter of instruction for sending gifts outside of Fidelity; The name, address, and Depository Trust Company (DTC) number of the receiving broker; The recipient's name, SSN, and his or her account number; Gifts sent directly to a person (i. By the same token, new Merrill brokers can put in ACATS requests but may have to warn clients that it will take longer for accounts to move. Most likely they will ask where your account is held (RBC Correspondent Services - DTC Number 0235) and for your 8Wxxxxxx account number, which can be found by clicking on "Settings" and then the title of your account on the left side of the. Brokerage services provided exclusively by TD Ameritrade, Inc. Established in 2012 by Yan Kaminsky, the company is known as an innovator in the industry. Please provide your broker with the following information to transfer shares to Easter Seals via DTC: Firm: Charles Schwab & Co. Receiving Brokerage Account Number Account Registration Contact Name Telephone DTC Electronic Transfer Information†: Name of Receiving DTC Brokerage Firm DTC Number †Please contact the receiving firm for appropriate mutual fund delivery instructions. DTC Eligibility and Electronic Stock Transfer of Your Stock [Guest Post] Electronic trading is the standard in today’s financial markets, and becoming DTC eligible greatly simplifies the process of trading and exchanging an issuer’s common stock. The Fidelity Transfers Department’s direct line is 972-869-6699. Depository Trust Company (DTC): read the definition of Depository Trust Company (DTC) and 8,000+ other financial and investing terms in the NASDAQ. Account Number convention is 9 characters, all numeric. Your broker can then transfer the securities directly to FIRST’s account. The broker or firm may require a Medallion signature guarantee. DTC Participant and Local Broker and Custodian Bank contact details for Rights Transfer for Advanced Semiconductor Engineering, Inc. DTC Numbers. Fill in the LPL account number (only one per form), the social security/tax ID number as registered at LPL (if delivering firm social security number is incorrect, it must be corrected at delivering firm prior to submittal), and the LPL account registration. Please ensure your mobile number is correct on your account so we can update you on the status of your transfer. is a registered broker-dealer and subsidiary of FFHC. United Brokerage Services, Inc. *Invesco Advisor Number. STOCK GIFT INFORMATION FORM National Audubon Society, Inc. Family Offices Custody, brokerage, investment and reporting services for family offices. Or you’re a future or recent grad looking to start your career. You can get in touch with us via email, mail, fax and phone. The Clemson University F oundation also has accounts with various brokerages. at: VANGUARD BROKERAGE SERVICES DTC Number: 0062 For further credit to: USAFA Endowment, Inc Account number: 66118829 II. which was originally created as a central holding and clearing system to handle the flow of trading securities and the problems with moving physical certificates among trading parties. Yes, we provide access to a large number of high-yielding, FDIC-insured brokered CDs and other fixed-income products through E*TRADE Securities. Instead, investors must buy and sell Vanguard ETF Shares in the secondary market and hold those shares in a brokerage account. The ALS Association is pleased to accept gifts of securities. Rowe Price Brokerage Account Number Phone Owner Name (as it appears on statement) Social Security Number (SSN) Joint Owner Name (if applicable) SSN Trust, Estate, Corporation, or Other Entity Name (if applicable)Tax ID Number. What can I do? Please reach out to Customer Service at 1-800-205-5164 or [email protected] to assist you. number as follows: Hopelink #91-0982116. Hear what our advisors have to say about Summit in a brief video presentation. This must then be noted on the attached form. This functionality can exist only if the server assigns globally unique record_numbers to DTC snapshots, regardless of the DTC ID. Some penny stocks which trade on the over the counter bulletin board and pink sheets may not be accepted by our clearing firm Penson Financial when requesting a transfer into TradeKing. , is an affiliated company of Umpqua Bank. Use linked websites at your own risk. Name and Title of Account (as shown on your account). Following the instructions below will help ensure that your gift is. You may need to reference a DTC number for your transfer. By: _____. Kids and teens can track their stocks 24/7 and place trades that you approve. Alpine Securities is a registered Broker Dealer offering Corporate, Individual, and Institutional Services. , or Transfer Agent • To transfer a Money Market Account, please complete this section. Sign the form and send to us by fax or mail. PFSI is a member of FINRA and SIPC. USAA FSB's American Bankers Association See note ® transit routing number is 314074269. We manage every step of the trading process to ensure smooth, high-quality service and exceptional order executions. EQ provides strategic solutions for shareowner management. 240 Fort Worth, TX 76109 Joanna Horton – Financial Advisor 817-759-8363 20S-04085 8862 3) Please contact Marisa LePak at 817-257-7118 or by e-mail at m. We also offer regulatory assistance to issuers and shareholders. Taxes related to these credits and offers are the customer’s responsibility. Name of broker; Broker DTC # Computershare account number; Name on Computershare account; Number of shares being transferred; CME Group Shareholder Relations authorizes Computershare to process the request. The Huntington Investment Company operates pursuant to the (k)(2)(ii) exemptive provisions of SEC rule 15c3-3 and does not hold customer funds or securities. Axos Clearing serves a broad range of FINRA member introducing broker dealers and registered investment advisors (“RIAs”). It takes a certain number of resources to perform clearing services, and many of the smaller companies just don’t have those resources. Account Number Social Security / Tax ID Number Account Registration Instructions: Use this form to deliver DTC eligible securities only from a Vision non-retirement account to a client account at another firm or financial institution. SEC# 30679 8-45034. , not sent to an outside bank or brokerage account):. This section provides the brokerage firm's full legal name, "Doing Business As" name, business and mailing addresses, telephone number, and any alternate name by which the firm conducts business and where such name is used. FOR 24-HOUR AUTOMATED ASSISTANCE (JANUS HENDERSON XPRESSLINE™) Access your account balances, daily prices, transactions, performance information and much more. Annual reports, proxies, and other issuer mailings will be sent to you from your broker/dealer. If a fund account is not established, please contact Account Transfers Services at 866-231-9849 option #4. Use of most services provided by the regulated DTCC subsidiaries generally require membership in that subsidiary. In reply to Jen, Los Angeles, California. Brokerage Services Available Through ETC Brokerage Services, Member SIPC and FINRA. While E*TRADE may not offer the cheapest trades, the Power E*TRADE platform is excellent for options trading, and the broker offers two great mobile apps. Learn about smart tailored portfolios designed to fit your individual goals and risk profile. DTC:0352 Contact: Joel Grachen, Vice President - Investments Phone: (312) 732-4828 Lycee Fran ais de Chicago's tax ID# is 36-4002001 It is essential your broker or financial institution includes your name (that is, the name of the person transferring the securities) with the transfer instructions. MEMBERS Insurance & Investments and MEMBERS are marketing names for the products, services and programs offered by CMFG Life Insurance Company (CMFG Life), MEMBERS Life Insurance Company (MEMBERS Life. Tell Us About the Account You're Transferring (Required) - - Name of Firm, Mutual Fund Company or Insurance Company Delivering F irm Telephone Number. In minutes, you can open a new online account or web register an existing account. Transfer Assets Between Capital One Investing Accounts 1 of 3 Transfer Assets Between Capital One Investing Accounts 1 2 Mail document to: Capital One Investing, LLC PO Box 259008 Plano, TX 75025 Fax document to: Our fax number (Available 24hr per day) 866. Reissue (if possible) certificates in Hopelink’s legal name with the agency’s tax I. The total must add up to 10 0%. Also change Broker/Dealer information to Morgan Stanley Smith Barney LLC. is an execution-only dealer and does not provide investment advice or recommendations regarding the purchase or sale of any securities or derivatives. Each individual trust has their own account number and can be found by looking on the Kaspick website under each individual trust. Virtual Brokers is a top rated online brokerage which offers low cost commissions and innovative technologies for any level of investor. If you are gifting shares to a family member who has an account at a different brokerage firm, get the DTC number of that. Box 4249 Seattle, WA 98194-0249 Securities are offered by Capital One Investing, LLC, a registered broker-dealer and Member FINRA/SIPC. Brokerage commissions will reduce returns. Investments are not FDIC insured and may lose value. Account You are Transferring FROM Delivery Organizations: See Delivery Instructions on Page 2. You need to supply your broker with a copy of your latest Advice and the following information: – Your Computershare account number (on your Advice) – Your Social Security Number – Computershare’s DTC. broker/agent with the following information: Bank Name: M&T Investment Group Bank Contact: Paula Warrenfeltz Phone Number: 1-800-624-4116 DTC Number: 0990 Account Number: 76696 Please ask your broker to make sure to put your name on the transaction so that it can be identified and connected to the appropriate donor record. DTC assist with ISIN number codes, and CUSIP numbers. We also offer regulatory assistance to issuers and shareholders. Fidelity Prime Services is built upon a foundation of industry-leading client service for which Fidelity Investments is recognized worldwide. Securities, life insurance and annuity products are offered through Foresters Financial Services, Inc. Key Investment Services ® (KIS) works with you to create a comprehensive plan tailored to your needs and interests, and we'll use it to track your progress and adjust your strategies to help you reach your goals. Statement of Financial Condition – September 30, 2018 (Audited) Statement of Financial Condition – March 31, 2019 (Unaudited). *Invesco Advisor Number. Securities and Advisory services offered through LPL Financial, member FINRA/SIPC, a Registered Investment Advisor. with the transfer agent (via DTC Direct Registration System "DRS"), to your WFA account. Account Name: Clemson University Foundation Phone: 864-232-5101. Broker name; Broker customer account number; Broker's participant number, i. Account Number Primary Account Holder Name Co Account Holder / TTEE / Guardian / Custodian Name / 529 Beneficiary Tax Identification Number Delivering Firm Name Delivering Firm Address City State ZIP code Phone Number i Examples of non-brokerage account: Fund Families, Banks, Life Insurance/Annuity Companies, Trust Companies, Transfer Agents, etc. Meeting the demands of our clients is the first order of business. Kentwood Real Estate. SII Investments is an independent broker dealer providing financial services for our registered representatives, headquartered in Appleton, WI - contact us today! Press Release On August 15, 2017, NPH announced the sale of the business of its independent broker-dealer network to LPL Financial LLC (LPL). Receiving Institution Account Number Account Title/Registration Contact Name Telephone DTC Electronic Transfer Information Name of Receiving DTC Brokerage Firm DTC Number Your name will appear as the charitable gift donor unless you select the following circle: I wish for this gift to be anonymous. • Check the type of brokerage account that applies. Exact number of shares being transferred CUSIP number for the stock Company name and DTC number of your broker Our mailing address: P. are separate entities under common ownership. Fidelity Clearing & Custody Solutions ® provides a comprehensive clearing and custody platform, brokerage, investment, and reporting services, trading capabilities, and practice management and consulting to registered investment advisors (RIAs), including strategic acquirers and professional asset managers, retirement recordkeepers. Wealth management services in the United States are provided by UBS Financial Services Inc. This must then be noted on the attached form. Cetera Advisor Networks is an independent broker-dealer that was founded in 1983 as Financial Network Investment Corporation, a pioneer on the emergent independent-contractor broker-dealer scene. Account Number convention is 9 characters, all numeric. In minutes, you can open a new online account or web register an existing account. • Aflac Incorporated does not charge a fee for this transaction; however, you should check with your broker to confirm if there will be. The DTC, which was founded in 1973 and is based in New York City, is. Pershing provides domestic and international correspondent services to institutional broker dealers and other financial firms. DTC Number: 0164 DTC Code: 40 Account Name: Easter Seals Inc. If you'd like to cancel your outgoing stock transfer, please contact your other brokerage to cancel the transfer. We offer powerful trading platforms, advisory solutions, and more. Learn More. Broadridge is the leading provider of investor communications, technology-driven solutions, and data and analytics to the financial services industry. Transfers to a brokerage account are made electronically through the Depository Trust Company (DTC), a central securities repository for the brokerage industry. If you hold shares in a brokerage account, you may request that your broker transfer shares electronically via the Depository Trust Company (DTC). That's no longer the case for long-term CDs. The HD Vest affiliated companies exclusively provide financial products and services, and do not provide or supervise tax or accounting services. (CIA), a licensed insurance agency, doing business as Chase Insurance Agency Services, Inc. For more on this Nevada law, contact Bureau of Consumer Protection, Office of the Nevada Attorney General, 555 E. The UVA Fund cannot sell an unidentified security. ©2019 Wells Fargo Clearing Services, LLC. Instructions for wiring funds into Wells Fargo Advisors, LLC investment accounts:. When you link to any of these websites provided here, you are leaving this site. Cone Memorial Hospital Operating Corp. When completing the enclosed form: 1. Please refer to the attached Depositary Notice for additional details. In the last few months since the rise of Treasury yields, we have seen much higher rates on long-term brokered CDs. When you complete an account transfer, valued at $10,000 or higher, from another brokerage account to your SogoTrade account, SogoTrade will reimburse you, up to a maximum of $100, for the account transfer fees imposed by the other broker. Instead, investors must buy and sell Vanguard ETF Shares in the secondary market and hold those shares in a brokerage account. Broker Dealer customers use this web-based tool for new client solicitations as well as to serve existing clients with timely market color. Contra Broker: The final receiving institution or brokerage firm where the participant would like the shares to be deposited. Bundle and save on your Internet, TV and Phone services. Postal Code For all account(s): I/We authorize the transfer of my/our account and its investments as indicated above. Brokerage Products and Services offered by StockCross Financial Services, Inc. After receipt of the affirmation from the institution, the qualified ETC vendor sends the affirmed confirmation with the ID control number to DTC in ID system format. Our long-term focus has long-term benefits. With a brokerage account, you get one consolidated 1099-DIV, making the dividend input for taxes much simpler.